Mon, Dec 21, 2020
Chancellor Outlines Plans for the Future of UK Financial Services
UK Defers CRR2 and IFPR Implementation to January 2022
Three Individuals Banned from Working in Financial Services for Non-Financial Misconduct
Response to Equivalence Announcement by Treasury
Green Horizon Summit: Rising to the Climate Challenge
Response to Chancellor's Statement on Future of UK Financial Services
Nikhil Rathi Discusses the FCA's Pandemic Response and His Vision for the Future
High Court Proceedings Begin Against Unauthorized Collective Investment Schemes
Facing the Future - Challenges and Priorities
Director of International Discusses End of Brexit Transition Period
Rules for the End of Brexit Transition Period
Support for Innovative Companies Tackling COVID-19 Challenges
FCA Working to Reduce Delays in the Assessment of Senior Managers’ Applications
FCA to Participate Cross-Border Testing Initiative
Regulators Urge Consumers to be Wary of Pension Scams
Amerdeep Somal Appointed as Complaints Commissioner
Former CEO Censured for Market Misconduct
Annual Report and Accounts 2019/2020 Published
FCA Looks to Improve the Consumer Investment Market
Decision Notice Against Individual for Market Manipulation
A Regulatory Perspective: The Drivers of Culture and the Role of Purpose and Governance
Financial Regulators Publish Updated Regulatory Initiatives Grid
A New Model for Financial Regulation in the UK
Consultation on the Regulation of International Firms Launched
Firms Begin Transition to RegData
Update Following Government COVID-19 Restriction Statements
FCA Begins Criminal Proceedings Against Individuals for Market Abuse
Update on Business Interruption Insurance Test Case Appeals Process
Companies House Reform to Reduce Fraud and Give Businesses Greater Confidence in Transactions
End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.
Expert compliance support for a variety of firms including hedge funds, private equity firms, wealth managers, corporate finance and broker-dealers.
Our authorization service offers a full project management process ensuring that resources can be focused on other areas of the business.
Comprehensive compliance and regulatory support for FCA authorized firms.
Kroll provides a comprehensive range of support to all firms and individuals subject to SM&CR, with solutions that are proportionate, practical and fully compliant with the regulations.
Comprehensive compliance and regulatory support for EU firms.