Regulatory Update—Fourth Quarter 2022

AMF and ESMA Updates—October

• AMF: The AMF Implement Redemption Gates
• AFG: GECO and ROSA Databases
• AMF: Summary of AMF Spot Control Related to Entry into Relationship between an AMC and Depositaries
• AMF: AMF Has Updated Its Guidance on Management Fees for UCITS and Some AIFs 
• ESMA: ESMA Call for Evidence on SRD2
• ESMA: ESMA Temporarily Amends Collateral Requirements
• AFG: Accounting Body ANC No.2022-03 and ANC No.2020-07 Regulations Implementation Guide
• AFG: UE 269/2014, Sanctions against Russian Depository 
• AMF: The AMF and ACPR Report on Climate Commitments
• ESMA: ESMA Include ESG Disclosures as a Strategic Priority
• ESMA: ESMA Publishes Statement on Common Enforcement Priorities

AMF and ESMA Updates—November

• France Invest: Publication of KID Guidance
• AMF: The AMF Report on European Taxonomy Alignment
• AMF: The AMF 
• ESMA: ESMA Updates Q&A on PRIIPs KIDs
• ESAs: Q&A on the SFDR
• ESMA: Consultation on Rules for Passporting
• ESMA: Consultation on Guidelines for the Use of ESG in Fund Names
• ESMA: Annual Report on MAR Administrative and Criminal Sanctions
• AMF: The AMF Adds to Its Doctrine on Liquidity Management Tools
• ESMA: CSDR and MAR Q&A Update
• EU Council: Approval of the CSRD

AMF and ESMA Updates—December

• CSSF: FAQ SFDR
• ESMA: Assessment of Brexit Relocation Processes
• ESMA: Guidance for Supervision of Cross-Border Activities
• ESMA: Clarity for Market Participants on Best Execution Reporting
• ESMA Provides Guidance to Applicants Under the DLT Pilot Regime
• ESMA: Q&A Updates for AIFMD, DLT, MiFID2 and MiFIR 
• ESMA: Positive Opinion on European Commission MiFIR RTS 1 and RTS 2 Amendments
• ESMA: Published Guidelines for Reporting Under EMIR Refit
• CNIL: BRC-C: The EDPB Recommendations
• AMF: Proposal for Open Finance Framework
• AMF: Policy on Dasps Concerning Good Repute and Skills and Promotional Communications
• CNIL: Transfer of Data Outside The EU: Standard Contractual Clauses Are No Longer Valid
• ESMA: Final ITS and RTS For Cross-Border Activities Under UCITS And AIFM Directives
• AMF: The AMF Enforcement Committee Fines an AMC for Failing to Comply with Its Professional Obligations