SFC Financial Resources Returns

Explore Financial Services Compliance and Regulation

All licensed corporations regulated by the SFC are required to submit monthly or semi-annually financial resources returns through the SFC’s Electronic Submission of Financial Return (“eFRR”) system. Kroll provides support to firms to ensure they complete and return the required information in line with the SFC expectations.

Examples of assistance we can provide include:

Preparation and review of the financial resources returns and the supporting documents
Notification to the SFC for breaches of the SFC financial resources requirement and the subsequent correspondences
Application of the SFC e-certificate
Training and adhoc advice on financial resources-related matters

Connect with us

Nicolas Inman

Managing Director

Financial Services Compliance and Regulation

London

+44 (0)20 7089 0939

Aaron Weiss

Managing Director and Head of Asia Pacific

Financial Services Compliance and Regulation

Singapore

+852 2281 0123 Aaron Weiss

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