Wed, Aug 10, 2022
ESMA, AMF and CSSF Regulatory Update—Second Quarter 2022
The Financial Services Compliance and Regulation practice of Kroll provides updates from the European Securities and Markets Authority (ESMA), the French Autorité des marchés financiers (AMF) and Luxembourg’s Commission de Surveillance du Secteur Financier (CSSF) for asset managers during Q2 2022.
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A range of support from a review of your suitability arrangements, training, controls and procedures to conducting bespoke reviews on past business activities.
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